Any person which exclusively transports used household goods and personal effects for the account of the Department of Defense, or for the account of the federal civilian executive agencies shipping under the International Household Goods Program administered by the General Services Administration, or both, is not subject to the requirements of subpart C of this part, but may be subject to other requirements, such as alternative surety bonding, imposed by the Department of Defense, or the General Services Administration. Each file shall include a copy of each document prepared, processed, or obtained by the licensee, including each invoice for any service arranged by the licensee and performed by others, with respect to such shipment. (d) The Commission will publish at its Web site, www.fmc.gov, a list of the locations of all carrier and conference tariffs, and a list of ocean transportation intermediaries (including a separate list for NVOCCs) who have met all of their applicable licensing, registration, tariff and financial responsibility requirements, current as of the last date on which the list is updated. Enhanced content is provided to the user to provide additional context. 40101-41309. (d) Arrangements with ocean transportation intermediaries whose licenses have been revoked. A true copy, or if oral, a true and complete memorandum, of every special arrangement or contract between a licensed freight forwarder and a principal, or modification or cancellation thereof. A Fictitious Name Statement). Such termination shall become effective thirty (30) days after receipt of said notice by the Commission. Officer: Matthew A. Keces, Sole Proprietor, (Qualifying Individual). Part B, Question No. A joint licensee. substance. Replacement or additional qualifying individual. Clearly mark supplemental pages 1A, 2B, *Persons failing to indicate accurate residency status will be automatically charged the non-resident rate. the name of the owner. Any person which exclusively transports used household goods and personal effects for the account of the Department of Defense, or for the account of the federal civilian executive agencies shipping under the International Household Goods Program administered by the General Services Administration, or both, is not subject to the requirements of subpart B of this part, but may be subject to other requirements, such as alternative surety bonding, imposed by the Department of Defense, or the General Services Administration. Location: FMC Natatorium Address: 275 Plaza Dr, Westmont, IL 60559 . Bond of Qualifying Individual | ccisbonds.com | ccisbonds.com 515.17 Hearing procedures governing denial, revocation, or suspension of OTI license. regulations. (w) United States includes the several States, the District of Columbia, the Commonwealth of Puerto Rico, the Commonwealth of the Northern Marianas, and all other United States territories and possessions. (ii) Only with respect to those commodities. attached to the Form FMC-18. Commissions website, www.fmc.gov , or by (d) In-plant arrangements. completed application Form (FMC-18) to the Federal Maritime Commission, Bureau The Commission will update this list on a periodic basis. A person cannot be certified for any other Medicaid-funded program and the QI program at the same time. 40901-40904), and the rules and regulations of the Federal Maritime Commission relating to evidence of financial responsibility for OTIs (46 CFR part 515), this group bond shall be available to pay any judgment obtained or any settlement made pursuant to a claim under 46 CFR 515.23 for damages against such OTIs arising from OTI transportation-related activities under the Shipping Act, or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. guide. Solved: Integrating FMC with ISE - Cisco Community Federal Maritime Commission, Washington, DC 20573, within twenty (20) days of the . The term "qualifying individual" (QI) is added and defines QI as an individual who meets the Shipping Act's experience and character requirements. Incomplete applications will usually be returned within a (b) To whom issued. Medicare Savings Program - Qualifying Individual (QI-1) Program - Colorado This person is called the FMC Qualifying Individual or "QI". No person may advertise or hold out to act as an OTI unless that person holds a valid OTI license or is registered under this part. Thereafter, registrations will be renewed for sequential three year periods upon submission of an updated registration form. Question 16 is an officer, director, partner, member, owner, stockholder, Whereas, this Guaranty is written to ensure compliance by the Applicant with section 19 of the Shipping Act (46 U.S.C. (2) The person for whose account the ocean transportation is provided; (3) The person to whom delivery is to be made; (5) A non-vessel-operating common carrier that accepts responsibility for payment of all charges applicable under the tariff or service contract. 8. approved. [64 FR 11171, Mar. If the response to any question is yes, please attach an explanation. acceptable include experience gained overseas (import) as an ocean freight A group or association of ocean transportation intermediaries may also file an optional bond rider as provided in 515.25(b). SAF/FM is composed of four directorates, or "3-Letter" organizations, each . State if all or part of the company is being 3411; 21 U.S.C. <>>> The information in this document is based on these software and hardware versions: Standalone ISE 2.4 FMCv 6.2.3 Active Directory 2012R2 Identity Services Engine (ISE)pxGrid version 2.4 Firepower Management Center (FMC) version 6.2.3 The information in this document was created from the devices in a specific lab environment. must be completed depending on the particular transaction as follows: All Applications must be Such forms and documents must clearly identify the principal's name; trade name, if any; address; the state of incorporation/formation; and the printed name and title of the signatory. The required OTI experience of the QI of a foreign-based NVOCC seeking to become licensed under this part (foreign-based licensed NVOCC) may be experience acquired in the U.S. or a foreign country with respect to shipments in the United States oceanborne foreign commerce. (g) Response to requests of Commission. Form FMC-65 must be filed by a non-U.S.-based-registered NVOCC if any information reported on the original Form FMC-65 has changed. Exception: A licensed freight forwarder may perform freight forwarding services for recognized relief agencies or charitable organizations, which are designated as such in the tariff of the common carrier, free of charge or at reduced fees. [80 FR 68731, Nov. 5, 2015, as amended at 85 FR 9683, Feb. 20, 2020]. 41301-41302, 41305-41307(a)), or any penalty assessed against one or more OTI members pursuant to section 13 of the Shipping Act (46 U.S.C. OTIs. [64 FR 11171, Mar. information or personal data. (c) Guaranty, by filing with the Commission evidence of guaranty on Form FMC-68. 40101-41309), or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. of the Shipping Act of 1984, as amended by the Ocean Shipping Reform Act of 41107-41109). (b) Agents, employees, or branch offices of an ocean transportation intermediary. 40901-40904). supplemental pages. Examples of work experience that are not considered This content is from the eCFR and may include recent changes applied to the CFR. FAR). 7. The bond, insurance, or other surety may be available to pay such claim if: (i) The ocean transportation intermediary consents to payment, subject to review by the financial responsibility provider; or. When a group or association of ocean transportation intermediaries accepts liability for an ocean transportation intermediary's financial responsibility for such ocean transportation intermediary's transportation-related activities under the Act, the group or association of ocean transportation intermediaries shall file a group bond form, insurance form or guaranty form, clearly identifying each ocean transportation intermediary covered, before a covered ocean transportation intermediary may provide ocean transportation intermediary services. Displaying title 46, up to date as of 3/02/2023. Whereas, the Insurer certifies that it has sufficient and acceptable assets located in the United States to cover all liabilities of Insured herein described, this Insurance shall inure to the benefit of any and all persons who have a bona fide claim against the Insured pursuant to 46 CFR 515.23 arising from its transportation-related activities under the Shipping Act, or order of reparation issued pursuant to section 11 of the Shipping Act (46 U.S.C. Background and more details are available in the intermediaries (OTI). The licensee may continue to operate as an ocean transportation intermediary during the pendency of the Commission's approval process. (d) Registrations shall be effective for a period of three (3) years. Amend Title and/or Business Address. FMC Natatorium - open-lap-br-hours 41301-41302, 41305-41307(a)), or any penalty assessed against the Principal pursuant to section 13 of the Shipping Act (46 U.S.C. No licensed freight forwarder shall share, directly or indirectly, any compensation or freight forwarding fee with a shipper, consignee, seller, or purchaser, or an agent, affiliate, or employee thereof; nor with any person advancing the purchase price of the property or guaranteeing payment therefor; nor with any person having a beneficial interest in the shipment. Describe applicant's No licensed freight forwarder shall enter into an agreement or other arrangement (excluding agency arrangements not prohibited by law or this part) with an unlicensed person that bestows any fee, compensation, or other benefit upon the unlicensed person. Otherwise, the action regarding the license will become effective. Claims against an ocean transportation intermediary. Define Qualifying Individual. Identify all US branch offices Prior to the date it commences furnishing ocean transportation intermediary services, every ocean transportation intermediary shall establish its financial responsibility for the purpose of this part by one of the following methods: (a) Surety bond, by filing with the Commission a valid bond on Form FMC-48. We recommend you directly contact the agency responsible for the content in question. The qualifying individual must have a minimum of three years experience in the ocean transportation intermediary business in the United States in order to be approved. (c) Failure to provide necessary information and documents. This evidence of financial responsibility shall be accompanied by: in the case of a financial rating, the Guarantor's financial rating on the rating organization's letterhead or designated form; in the case of a guaranty provided by Underwriters at Lloyd's, documentation verifying membership in Lloyd's; and in the case of a guaranty provided by surplus lines insurers, documentation verifying inclusion on a current white list issued by the Non-Admitted Insurers' Information Office of the National Association of Insurance Commissioners. Any change in the facts OTI experience obtained outside the US .) here. The FMC will require a copy of a corporate document that proves the qualifying individual is a company officer. NEC Final A Flashcards | Quizlet The name of the principal on the proof of financial responsibility We're seeking qualified, motivated individuals who will help UCF fulfill its mission in unleashing the potential of every individual, enriching the human experience through inclusion, discovery, and innovation; and propelling broad-based prosperity for the many communities we serve. license, state the name of the existing company whose license is being Qualifying Individual (QI) Replacement U.S. Federal Maritime Commission regulations require that OFFs keep the Commission informed of any changes to their Qualifying Individual (QI). (a) Who may seek payment. The qualifying individual's experience must have been gained in the United States. The Office of the Federal Register publishes documents on behalf of Federal agencies but does not have any authority over their programs. FMC Issues Proposed Rule Changes Covering OTI Licensure and - Hklaw qualification of the applicant. ____, issued by the Federal Maritime Commission and has performed the following services: (1) Engaged, booked, secured, reserved, or contracted directly with the carrier or its agent for space aboard a vessel or confirmed the availability of that space; and. Qualified positions include: Staff RN Medical Technologist Medical Lab Technician Surgical First Assist Paramedic If you or someone you know wants to make a difference every day, complete an application or contact our Human Resources team at 740-687-8017. 515.2 (i) and 515.2 (l), 515.11 (a)). 5. endobj (g) Termination or suspension of registration -. (e) Foreign-based licensed NVOCC. indicate old name or transferor. 3. Persons who have had a registration rejected may submit a new registration at any time. If additional space is Replacement financial responsibility must bear an effective date no later than the termination date of the expiring financial responsibility instrument. 4. (2) Notices described in paragraph (c)(1) of this section shall be promptly submitted in writing by mail or email (bcl@fmc.gov) to the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573. The renewal date (month/day) will remain the same for subsequent renewals irrespective of the date on which the license renewal is submitted or when the renewal is accepted by the Commission, unless another renewal date is assigned by the Commission. (2) An OFF that does not have a bond, insurance, or other surety as required by 46 U.S.C. PDF Help Document Template sheet, please label the supplemental response to match the item number on the A Qualifying Individual Group 1, or QI-1, is a low-income eligibility category under the Medicare Savings Program. (n) Person means individuals, corporations, companies, including limited liability companies, associations, firms, partnerships, societies and joint stock companies existing under or authorized by the laws of the United States or of a foreign country. An OTI shall account to its principal(s) or shipper(s) for overpayments, adjustments of charges, reductions in rates, insurance refunds, insurance monies received for claims, proceeds of C.O.D. 41301-41302, 41305-41307(a)), and to the benefit of the Federal Maritime Commission for any penalty assessed against the Insured pursuant to section 13 of the Shipping Act (46 U.S.C. These recordkeeping requirements are independent of the retention requirements of other federal agencies. 64 FR 11171, Mar. 2. etc. explanation. - Copy those files (fmc.key and fmc.csr) off the FMC. If the applicant is an (2) Where information identified in an OTI's license renewal process is changed from that set out in its current Form FMC-18 and requires Commission approval pursuant to 515.20, the licensee must promptly submit a request for such approval on Form FMC-18 together with the required filing fee. 2021. 46 U.S.C. - Sign the CSR request from Internal CA. (k) Non-vessel-operating common carrier services refers to the provision of transportation by water of cargo between the United States and a foreign country for compensation without operating the vessels by which the transportation is provided, and may include, but are not limited to, the following: (1) Purchasing transportation services from a common carrier and offering such services for resale to other persons; (2) Payment of port-to-port or multimodal transportation charges; (3) Entering into affreightment agreements with underlying shippers; (4) Issuing bills of lading or other shipping documents; (5) Assisting with clearing shipments in accordance with U.S. government regulations; (6) Arranging for inland transportation and paying for inland freight charges on through transportation movements; (7) Paying lawful compensation to ocean freight forwarders; (8) Coordinating the movement of shipments between origin or destination and vessel; (10) Entering into arrangements with origin or destination agents; (11) Collecting freight monies from shippers and paying common carriers as a shipper on NVOCC's own behalf. If you have questions or comments regarding a published document please The Surety shall not be liable for fines or penalties imposed on the Principal after the expiration of the 30-day period but such termination shall not affect the liability of the Principal and Surety for any fine or penalty imposed prior to the date when said termination becomes effective. FEDERAL MARITIME COMMISSION . Registration of foreign-based unlicensed NVOCC. Navigate by entering citations or phrases The Federal Maritime Commission FMC-18 Principal's Agent for Service of Process (Required if Principal is not a U.S. A "Certificate of Good Standing", issued within 6 months from the After age 65 you can use your health savings account for any expense, you'll simply pay ordinary income taxesjust like a 401 (k). The underwriting Surety will promptly notify the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573, in writing by mail or email (bcl@fmc.gov), of all claims made, lawsuits filed, judgments rendered, and payments made against this bond. Qualifying Individuals in Partnerships Between Entities: The FMC proposes adjusting the language of Section 515.11(b) regarding qualified individual (QI) requirements to clarify that an officer of a general partner entity may qualify as the QI. The Faculty Multimedia Center (FMC) is a do-it-yourself . One of the members or managers, or an individual in an equivalent position in the LLC as expressly set forth in the LLC operating agreement. ( p) Qualifying individual (QI) means an individual who meets the experience and character requirements of section 19 of the Shipping Act ( 46 U.S.C. In this case, BEIC will follow-up with the OTI in an attempt to resolve any non-compliant aspects of the OTIs operations. Check all the boxes that FMC Regulations & Statutes Regulations e-CFR pertaining to the FMC: 46 CFR 500 (GPO) Historical versions of the CFR (annual edition from FDsys) Statutes pertaining to the FMC Shipping Act of 1984 - 46 U.S.C. What You Should Know About a Bond of Qualifying Individual Jun. When a claimant seeks payment under this section, it simultaneously shall notify both the financial responsibility provider and the ocean transportation intermediary of the claim by mail or courier service. Bonds of Qualifying Individual costs between $69 and $390 depending on the personal credit, license history and classification of the qualifier. An affiliation is deemed to exist if any person listed in citations and headings Choose My Signature. (f) Registered NVOCCs must report in writing to BCL any changes, within 30 days of such changes, to: legal name(s) or trade name(s); principal place of business address (including telephone number, facsimile number); contact person and email address (including physical address if different from principal place of business); name of resident agent(s) (including physical address, mailing address, email address, telephone and facsimile number(s), and contact person) in the United States for receipt of service of judicial and administrative process (including subpoenas). Sec. 260C.704 MN Statutes - Minnesota (u) Special contract is a contract for ocean freight forwarding services which provides for a periodic lump sum fee. The completed questionnaire and any supporting documents must be returned within 30 days. (2) Non-vessel-operating common carrier (NVOCC) means a common carrier that does not operate the vessels by which the ocean transportation is provided, and is a shipper in its relationship with an ocean common carrier. As a _/g6!k\gq}{71 AcN+--A*6UuPi]a?lB2rCAU+xd0Q; (2) An individual who is applying for a license as a sole proprietor must complete the following certification: I, ____ (Name)____, certify under penalty of perjury under the laws of the United States, that I have not been convicted, after September 1, 1989, of any Federal or state offense involving the distribution or possession of a controlled substance, or that if I have been so convicted, I am not ineligible to receive Federal benefits, either by court order or operation of law, pursuant to 21 U.S.C. with the applicant. In addition, each licensed freight forwarder must maintain the following records for a period of five years: (a) General financial data. 40901-40904), files this bond with the Commission; Whereas, this bond is written to ensure compliance by the Principal with section 19 of the Shipping Act (46 U.S.C. discretion, undertake a supplementary investigation to determine the continued DPI Copyright & Disclaimer Home / Knowledge Center / Qualifying Individual (QI) %PDF-1.5 Understanding the Medicare Qualified Individual (QI) program The underwriting Surety will promptly notify the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573, in writing by mail or email (bcl@fmc.gov), of all claims made, lawsuits filed, judgments rendered, and payments made against this group bond. Ocean Transportation Intermediary (OTI) Bond Form [Form 48], Ocean Transportation Intermediary (OTI) Insurance Form [Form 67], Ocean Transportation Intermediary (OTI) Guaranty Form [Form 68], Ocean Transportation Intermediary (OTI) Group Bond Form [FMC-69], Optional Rider for Additional NVOCC Financial Responsibility (Optional Rider to Form FMC-48) [FORM 48A], PART 515 - LICENSING, REGISTRATION, FINANCIAL RESPONSIBILITY REQUIREMENTS AND GENERAL DUTIES FOR OCEAN TRANSPORTATION INTERMEDIARIES, Subpart B - Eligibility and Procedure for Licensing and Registration. For the purposes of this part, the term: (1) Ocean freight forwarder (OFF) means a person that -, (i) In the United States, dispatches shipments from the United States via a common carrier and books or otherwise arranges space for those shipments on behalf of shippers; and, (ii) Processes the documentation or performs related activities incident to those shipments; and. The guaranty must provide coverage for damages, reparations or penalties arising from any transportation-related activities under the Act of the covered ocean transportation intermediary. (d) Invoices; documents available upon request. seeks a change in business structure, license transfer, or name change. Submission is completely voluntary. legal name of the applicant must be shown in this section. 1221 0 obj <>/Filter/FlateDecode/ID[<771312062B97CA4C8DD3E39D25FD9618>]/Index[1208 33]/Info 1207 0 R/Length 83/Prev 603469/Root 1209 0 R/Size 1241/Type/XRef/W[1 3 1]>>stream The common carrier shall be entitled to rely on such certification unless it knows that the certification is incorrect. This bond is effective the ____, day of ____,____ and shall continue in effect until discharged or terminated as herein provided. Guarantor agrees to appoint an agent for service of process in the United States. Incorporation is needed. 41301-41302, 41305-41307(a)), and to the benefit of the Federal Maritime Commission for any penalty assessed against the Principal pursuant to section 13 of the Shipping Act (46 U.S.C. 41301-41302, 41305-41307(a)), or any penalty assessed against the Principal pursuant to section 13 of the Shipping Act (46 U.S.C. It is important that a current email address is maintained on file with the Commission. (1) The Commission will issue a license if it determines, as a result of its investigation, that the applicant possesses the necessary experience and character to render ocean transportation intermediary services; has filed the required bond, insurance or other surety; and has electronically submitted Form FMC-1 pursuant to 520.3 if approved to offer NVOCC service. completed. The Insurer consents to be sued directly in respect of any bona fide claim owed by Insured for damages, reparations or penalties arising from the transportation-related activities under the Shipping Act, of Insured in the event that such legal liability has not been discharged by the Insured or Insurer after a claimant has obtained a final judgment (after appeal, if any) against the Insured from a United States Federal or State Court of competent jurisdiction and has complied with the procedures for collecting on such a judgment pursuant to 46 CFR 515.23, the Federal Maritime Commission, or where all parties and claimants otherwise mutually consent, from a foreign court, or where such claimant has become entitled to payment of a specified sum by virtue of a compromise settlement agreement made with the Insured and/or Insurer pursuant to 46 CFR 515.23, whereby, upon payment of the agreed sum, the Insurer is to be fully, irrevocably and unconditionally discharged from all further liability to such claimant; provided, however, that Insurer's total obligation hereunder shall not exceed the amount per OTI set forth in 46 CFR 515.21 or the amount per group or association of OTIs set forth in 46 CFR 515.21. Whereas, the Insurance is written to assure compliance by the Insured with section 19 of the Shipping Act (46 U.S.C. here. The notice of revocation or suspension will provide, in detail, a statement of the facts supporting the action.